Notice of effectiveness sec filing
WebThere are two kinds of transition filings: notice transition filings (SEC registered advisers that are notice filed in a state) and registration transition filings (State registered … WebMar 4, 2024 · UNITED STATES: SECURITIES AND EXCHANGE COMMISSION: Washington, D.C. 20549: Notice of Effectiveness: Effectiveness Date: March 4, 2024 4:00 P.M.
Notice of effectiveness sec filing
Did you know?
WebA Notice of Effectiveness is a filing required by the Securities and Exchange Commission (SEC) that indicates that a company’s registration statement for a securities offering has … Web2 days ago · Notice Combined Notice of Filings #1 A Notice by the Federal Energy Regulatory Commission on 04/13/2024 Document Details Printed version: PDF Publication Date: 04/13/2024 Agencies: Federal Energy Regulatory Commission Dates: 4/5/23. Document Type: Notice Document Citation: 88 FR 22442 Page: 22442-22443 (2 pages) …
WebNov 5, 2008 · Automatic effectiveness. A WKSI can file automatic shelf registration statements, which are effective immediately upon filing. Automatic effectiveness means a filing is not subject to review by the SEC, which avoids a potential source of … WebSep 28, 2024 · The notice of effectiveness is a public declaration by the Securities and Exchange Commission that a public company's registration statement has been …
WebApr 17, 2024 · Combined Notice of Filings Take notice that the Commission has received the following Natural Gas & Oil Pipeline Rate and Refund Report filings: ... (Hartree April 11 2024) to be effective 4/ 11/2024. Filed Date: 4/11/23. Accession Number: 20240411–5092. Comment Date: 5 p.m. ET 4/24/23. Any person desiring to intervene or protest in any of ... WebApr 17, 2024 · III. Notice of Commission Action Pursuant to 39 CFR 3040.191, the Commission has posted the Notice on its website and invites comments on whether the …
WebUNITED STATES: SECURITIES AND EXCHANGE COMMISSION: Washington, D.C. 20549: Notice of Effectiveness: Effectiveness Date: April 12, 2024 4:15 P.M.
WebMay 5, SEC Filing: Notice of Effectiveness A Notice of Effectiveness is: "a public declaration by the Securities and Exchange Commission that a public company's registration … optics exressWebUNITED STATES: SECURITIES AND EXCHANGE COMMISSION: Washington, D.C. 20549: Notice of Effectiveness: Effectiveness Date: January 30, 2024 5:00 P.M. portland local internet providersWebCompany Filings. U.S. Securities and Exchange Commission. q. About. Careers; Commissioners; Contact; Reports and Publications; Securities Laws; What We Do; ... Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118. 34-97290.pdf (164.72 KB) portland local improvement districtsWebMar 22, 2024 · Latest SEC Notice of Effectiveness Filings Last updated: March 22, 2024, 10:22 AM PDT Manage View Settings Log In Required Sign in or create a free account to use this function. Sign up with Google OR 4D ago MGNX MacroGenics Earns $15 Million Milestone Following U.S. FDA Approval of ZYNYZ™ GlobeNewswire 4D ago HRL optics eye reliefoptics eye careWebFeb 9, 2024 · Notice of Effectiveness means a notice upon receipt of which the Seller effectively transfers to the Administrative Agent the exclusive control of the Controlled Account. ... As the SEC reviews company filings, whether on a routine or selective basis, it often issues a comment letter to which the recipient company must respond post haste. portland local bandsWebApr 13, 2024 · This Form must be filed with the SEC by an affiliate of the issuer as a notice of the proposed sale of securities in reliance on Rule 144, when the amount to be sold under Rule 144 by the affiliate during any three-month period exceeds 5,000 shares or units or has an aggregate sales price in excess of $50,000.A person filing a Form 144 must have a … portland lobster cruise